Compliance Officer, Auckland
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ASB Bank Limited

Compliance Officer

  • Posted Today
  • On Site
  • Full Time
Location

Auckland

Job Description

Nau mai ki ASB.

At the heart of ASB is us, working together. Our Values of Caring, Passion, Integrity, United, and Courage are the characteristics that best describe who we are and what we stand for.

ASB is on its growth journey to creating a 'future fit' risk team to ensure risk and compliance is at the forefront of each strategic and business objective and enabling our purpose of accelerating financial progress for all New Zealanders.

We have an exciting opportunity for a Compliance Officer to support our Personal Banking division reporting to our Specialist Compliance Lead.

Te tūranga | The role:

As a Compliance Officer, you will:

  • Provide core compliance analysis, Risk system administration/updates and reporting to support your colleagues and management to better identify, assess, manage, and mitigate compliance risk and related compliance activities including supporting Compliance Self Assessments and attestations.
  • Use my strong working knowledge across core risk and compliance management activities and systems including incident and issue management, root cause analysis, control capture and assessments, Control Assurance, Risk In Change, compliance monitoring and reporting.
  • Assist with providing advice and assurance to PB business units on compliance with obligations under law, regulation and internal ASB policies and manage compliance incidents and issues, primarily financial advice and CCCFA related.
  • Assist with supporting PB business units in implementing compliance related projects and action plans.
  • Provide ad hoc support to the Ho Specialist Banking Compliance and the broader Specialist Banking Compliance team.
  • Develop my own capability on key areas of ASBs operational and compliance risk frameworks and core risk activities.


Ō pūkenga | About you:

  • 2+ years' experience in a corporate or professional services environment.
  • Experience of compliance and regulatory frameworks and experience in the financial services industry will be viewed favourably.
  • Previous RiskInsite experience desirable.
  • Ability to compile and update clear, concise, and effective reports, and provide commentary on compliance related issues and incidents.
  • Excellent written communication skills - able to translate complex information into appropriate forms and simple concise messages.
  • Effective verbal communication - ability to liaise with all levels of organisation, disseminate key information and effectively convey requirements.
  • Critical thinking and problem-solving skills - can identify issues, demonstrate sound problem-solving skills, and develop risk mitigation strategies.
  • Demonstrated ability to work independently and autonomously.
  • Strong organisational and time management skills.
  • Strong prioritisation skills and ability to manage competing priorities


Te mahi ki ASB | Working for ASB:

This is a great opportunity to grow and develop your career. In return, you will work for an organisation that places huge importance and focus on its people, where the sky is the limit for development and career opportunities. You will work in a successful and supportive team environment and be a part of the growth story that is ASB.

ASB is committed to fostering a culture where people are engaged, passionate and valued - living our values every day is integral to achieving our purpose.

We offer flexible and supportive work environment; we help people grow and celebrate together.

For more information see the attached position description, please note that all applications must be received via our careers site online.

Me pēhea te tono | How to apply?

If we've nailed our pitch and this role sounds like it might be the one for you then please click "apply"… we'd love to hear from you!

Successful candidates will be required to undertake several pre-employment checks which will include but are not limited to; Police Check, Credit Check, AML Compliance, Verification of your qualifications and may include checks both here in New Zealand and overseas.

Desired Soft Skills

  • Compliance Management
  • Regulatory Knowledge
  • Risk Management
  • Obligations Management
  • Stakeholder Management
  • Ownership
  • Adaptability
  • Collaboration
  • Time Management
  • Accountability

Benefits and Perks

  • 🤱
    Extended Parental Leave
  • 🏘
    Work from Home
  • 🧕
    Inclusive Workspace
  • ⚖
    Work-Life Balance Support
  • 💸
    Payroll Giving
  • 💼
    Life Insurance
  • 🧠
    Mental Health Workshops
  • 🌿
    Wellness Program
  • 📈
    Professional Development
  • 🏎
    Competitive Salary
  • 🎉
    Employee Discounts and Rewards
  • 🎖
    Long Service Rewards
  • 🏆
    Performance Bonus
  • ⏰
    Flexible Work
  • 🍇
    Fruit Box
  • ☕
    Work Café
  • Bereavement Leave
  • Wellbeing Support
  • Sick Leave

Job Schedule

  • Shift Work

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