Compliance Manager, Auckland

ASB Bank Limited

Compliance Manager

  • Posted 1d ago
  • On Site
  • Full Time
Location

Auckland


Job Description

Nau mai ki ASB.

People are at the heart of what we do at ASB, and we are consistently recognised as one of NZ's top employers of choice with a highly engaged and talented workforce.

ASB strives to consistently provide its customers with outstanding service and innovative financial solutions to accelerate financial progress for all New Zealanders. As we continue to evolve against a backdrop of rapidly changing customer needs, regulations and technologies, our Personal Banking Compliance Team are more important than ever.

We are looking for a Compliance Manager to join the Programme Compliance team within Personal Banking. This role is a permanent role located at the beautiful ASB North Wharf building. You may be from a legal, banking or compliance background looking to take on a new challenge.

In this role you will provide compliance support to Personal Banking businesses on compliance with obligations under laws, regulations and internal policies, and to ensure new processes and controls deliver enduring compliance.

Are you looking for your next challenging opportunity at ASB?

Te tūranga | The role:

  • Assist with the implementation of compliance frameworks, standards and processes for applicable laws, regulations and policies.
  • Assist with core compliance activities for Personal Banking including control development and enhancement, incident and issue management and compliance self-assessments.
  • Assist with reporting and team risk process enhancements
  • Support the delivery of regulatory change, assisting with obligations being understood, mapped and delivered.
  • Provide ad hoc support to the Specialist Compliance Leads and Head of Programme Compliance as required.
  • Participate in Personal Banking and pan-bank projects, strategic initiatives and business changes as may arise from time to time.


Ō pūkenga | About you:

  • Deep understanding of banking and the regulatory environment. Compliance expertise and experience in Financial Crime, Deposit Takers Act, and CCCFA is particularly desirable.
  • Ability to successfully drive change and process improvement.
  • Excellent interpersonal skills and the ability to explain complex technical information to non-subject matter experts.
  • Strong stakeholder engagement and management across all levels.
  • Attention to detail and managerial courage.
  • At least 5 years' experience in a corporate or professional services environment (banking, compliance or legal).
  • Tertiary qualification in a Legal or similar discipline is desirable.


Te mahi ki ASB | Working for ASB:

We will also be part of a high-performing team. We are committed to providing opportunities for our team members to grow and develop their capabilities and provide excellent training and personal development to ensure your initial and on-going success.

ASB offers a diverse and inclusive environment where we are united as one team, working together to accelerate financial progress for all New Zealanders.

If you want to make a real difference to ASB and our customers and are ready for your next challenge, please submit your application online to be considered.

Me pēhea te tono | How to apply?

If we've nailed our pitch and this role sounds like it might be the one for you then please click "apply"… we'd love to hear from you!

Successful candidates will be required to undertake several pre-employment checks which will include but are not limited to; Police Check, Credit Check, AML Compliance, Verification of your qualifications and may include checks both here in New Zealand and overseas.


Hard Skills Required

  • Compliance Management
  • Regulatory Knowledge
  • Risk Management
  • Obligations Management
  • Stakeholder Management

Soft Skills Required

  • Ownership
  • Adaptability
  • Collaboration
  • Time Management
  • Accountability

Benefits and Perks

  • 🤱
    Extended Parental Leave
  • 🏘
    Work from Home
  • 🧕
    Inclusive Workspace
  • Work-Life Balance Support
  • 💸
    Payroll Giving
  • 💼
    Life Insurance
  • 🧠
    Mental Health Workshops
  • 🌿
    Wellness Program
  • 📈
    Professional Development
  • 🏎
    Competitive Salary
  • 🎉
    Employee Discounts and Rewards
  • 🎖
    Long Service Rewards
  • 🏆
    Performance Bonus
  • Flexible Work
  • 🍇
    Fruit Box
  • Work Café
  • Bereavement Leave
  • Wellbeing Support
  • Sick Leave

Job Schedule

  • Shift Work

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